Houston IPO Attorney

Initial Public Offerings (IPOs) & Private Placements

If you are considering going public or private with your business in an effort to raise capital, a skilled and experienced attorney can efficiently manage the various elements involved in the process. Houston-based Whitley LLP Attorneys at Law has in-depth knowledge of SEC regulations, securities law and the financial markets. To speak with an authority on IPOs and private placements, contact Whitley LLP Attorneys at Law. We offer confidential initial consultations, Spanish speaking services, and pride ourselves on transparent legal fees.

Securities Lawyer for Your IPO or Private Placement

At Whitley LLP Attorneys at Law, one of the most important steps in preparing for an IPO or private placement is getting to know your business from the inside-out. We will collect valuable information about the following details of your company and your offering:

• Products & Services
• Competition
• Business Plan
• Expected Sources of Funding

When due diligence is complete, our Houston business lawyer will collaborate with you to create the optimal deal structure for your business. Whitley LLP Attorneys at Law will work through any concerns with the underwriters and make necessary revisions prior to the IPO or private placement. We will then prepare a registration statement, offering documents and filings with the SEC (if the company is going public). For private placements, we prepare an in-depth private placement memorandum that tells your company’s story effectively while keeping you in legal compliance.

Regulatory Compliance Is Essential

During an IPO, compliance with Securities and Exchange Commission (SEC) rules is essential. If a registration statement is incomplete or misleading, penalties can range from fines to criminal violations. Mistakes during private placements can also result in serious consequences, such as shareholder actions or SEC proceedings.