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Five Laws that rule the Securities Industry

There is a set of security laws in the U.S, each having its importance. The first five laws starting from 1933 to 1940, among the various security laws that rule the security industry, are as follows: Securities Act of 1933 Securities Exchange Act of 1934 Trust Indenture Act of 1939 Investment Advisers Act of 1940[...]
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IPOs in Texas

Any Texas corporation that wishes to make its first offering of stock to the public may find it helpful to review the process and prepare their firm for it as much as possible. Although the initial public offering of stock may bring a tremendous infusion of capital and could help to propel the company to[...]
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Maintaining compliance with SCC for companies

Remaining in good standing with the government is essential when operating a business. Failure of a corporation or limited liability company in Texas to do so can cause the owner(s) to lose protection from personal liability for the entity’s debts. In order to avoid losing this safeguard, regulation compliance can be critical. Other than punctually filing necessary[...]
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$8.2 billion Sysco deal help lift stocks

Texas business watchers saw the stock market notch new highs recently. Progress in Washington on a budget agreement and word that Sysco was buying US Foods helped make for good news for investors. Also helping lift spirits was the previous week’s job reports, which showed employment numbers positive enough to make up for any lessening of[...]
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One Of The Very Best Attorneys I Know

“Sam is one of the very best attorneys I know. Why? He is knowledgeable, reliable, dependable, and a pleasure to work with. He really takes care of his clients and works extremely hard at doing the best job he can for his clients. Please consider him if your looking for an attorney who not only can deliver results but who will be with you every step of the way. I am very confident in this recommendation as I have come to know Sam over several years and would recommend him to my family and business associates without any hesitation.”

B.C.

A Man of High Integrity & Character

“Sam is a well educated attorney that specializes in corporate law, merger/acquisitions and SEC compliance. I have worked under his legal supervision since 2007 and continue to do so today. Sam is not only a fine attorney but considered by many, as a man of high integrity and character. I strongly recommend Sam Whitley if you are looking for legal counsel.”  

B.B.

Extremely Knowledgeable and Competent

“Samuel Whitley was extremely knowledgeable and competent about securities law and business in general. In preparing the fund documents, Sam offered helpful perspective and recommendations on related details based on his previous experience. Also, he was quite timely and responsive in his work, answering questions typically within a day or a few days of being asked. In addition, I had some unique circumstances to address and I found Sam to be creative in helping solve problems and in creating solutions. I had originally decided to work with him due to his experience in securities law. After working with him, I saw the direct benefit his experience provided for the work he accomplished for me. I'm glad I decided to work with Sam for these activities, and given another opportunity I would definitely choose again to work with Mr. Whitley.”  

R.R

I really appreciate what this company does.

“I really appreciate the legal services Mr Whitley rendered for my company Divergent Capital Partners LLC to buy and hold commercial real estate. The Whitley law firm has giving me advice on how to raise Capital for my company. I always get a quick response regarding my questions and legal concerns. I've been a client with the Whitley law firm for almost two years and my expectations are always full filled and exceeded. I highly recommend the Whitley law firm for business needs.”  

David Lewis

Accessible & Accommodating

“R.Sam is very knowledgeable in Securities Law. Reliable adviser in deal structuring. Accessible and accommodating to clients.”  

P.N.